Senior Associate, Trading Operations (Broker Dealer)

As a Senior Associate in Trading Operations at Gemini, you execute and oversee daily trade operations workflows for a global crypto and Web3 platform serving individuals and institutions in over 70 countries. You join the Finance team and ensure accurate settlement, reconciliation, and compliance across cash, positions, and trades while partnering with Compliance, Product, and Engineering on regulatory reporting and system improvements.

What you'll do

• Execute daily trade operations workflows, including cash, position, and trade reconciliations, ensuring operational procedures and risk controls are followed and properly documented
• Ensure timely, accurate settlement of trades and client allocations; investigate and resolve trade breaks on both client and street sides
• Maintain accuracy of positions, cash balances, and broker and clearing data across firm systems
• Monitor and process mandatory and voluntary corporate action events, including dividends, interest payments, and splits
• Support account maintenance and review new and existing account activity for trading eligibility
• Partner with Compliance, Finance, Product, and Engineering teams to support regulatory reporting, trade surveillance, and system enhancements
• Identify and escalate operational risk issues; contribute to process improvement and control documentation
• Support internal audits, regulatory exams, and control testing related to trade operations

What you bring

• A Bachelor's degree in Finance, Economics, or a related quantitative field
• 4+ years of experience in brokerage or trade operations at a broker-dealer, exchange, or clearing firm
• Working knowledge of the FINRA and SEC regulatory framework applicable to broker-dealers
• Strong attention to detail and reconciliation and analytical skills
• Intermediate or advanced proficiency in Excel or GoogleSheets and comfort working within trading and clearing systems
• Intermediate SQL skills and experience managing large data sets
• FINRA Series 99 certification, or the ability to obtain it within 90 days of hire

Nice to have

• FINRA Series 7 and Series 63 certifications

What we offer

• Base salary of $99,400 to $142,000 in New York, plus a discretionary annual bonus and new hire equity grant
• Comprehensive health plans
• 401(k) with company matching
• Paid parental leave
• Flexible time off
• Hybrid work at hub offices or fully remote depending on location; all employees required to onboard in-person

About Gemini

Gemini is a global crypto and Web3 platform founded in 2014 by Cameron and Tyler Winklevoss, offering crypto products and services to individuals and institutions in over 70 countries. As a publicly traded company, Gemini bridges traditional finance with the decentralized future.